Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Ray Druckenmiller | 5191639 | 3 | 12/01/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Eugene Thomas Cindrich | 2444041 | 3 | 10/26/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Ian Joseph Tollefsen | 3082890 | 1 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Armstrong Wilkinson | 2592796 | 1 | 03/20/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Eugene Thomas Cindrich | 2444041 | 3 | 12/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony D McMullen | 4964511 | 1 | 05/06/2016 | Customer Dispute | Closed-No Action | $10,458.70 | $0.00 | See FINRA Report |
| William Henry McCance | 1382957 | 2 | 11/27/2015 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Alan Ray Druckenmiller | 5191639 | 3 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter Scott Luke | 1348707 | 1 | 03/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernard Edward Nugent | 1209387 | 5 | 02/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |