Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Thomas Cindrich | 2444041 | 3 | 10/26/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 06/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Kalamarides | 1282615 | 3 | 03/20/2003 | Customer Dispute | Denied | $49,200.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 08/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Kalamarides | 1282615 | 3 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Edward Nugent | 1209387 | 5 | 03/22/2000 | Customer Dispute | Denied | $15,715.00 | $0.00 | See FINRA Report |
| Amy Ellen Clayton | 1241917 | 3 | 08/24/1998 | Customer Dispute | Denied | $19,642.80 | $0.00 | See FINRA Report |