Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arlo Bryan Sullivan | 2209899 | 3 | 03/21/2018 | Customer Dispute | Settled | $517,000.00 | $0.00 | See FINRA Report |
| Eugene Nathan Gordon | 4744448 | 4 | 10/27/2017 | Customer Dispute | Settled | $1,938,190.00 | $0.00 | See FINRA Report |
| Kelley Faustin Snook | 2437169 | 1 | 02/21/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Bradford Hopkins Hyde | 2219745 | 1 | 02/03/2009 | Customer Dispute | Settled | $20,037.90 | $0.00 | See FINRA Report |
| Wesley Ray Brown | 3251052 | 3 | 11/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 06/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Groebl | 2210932 | 2 | 06/29/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Darrell Thomas Alford | 1397636 | 1 | 04/07/2006 | Customer Dispute | Settled | $11,189.50 | $0.00 | See FINRA Report |
| Daniel Thomas Dubois | 1468923 | 4 | 05/18/2005 | Customer Dispute | Settled | $327,000.00 | $0.00 | See FINRA Report |
| Kevin Charles Swanson | 2528342 | 2 | 10/29/2004 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |