Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Willard Rostykus | 5818368 | 1 | 09/28/2023 | Customer Dispute | Pending | $219,128.00 | $0.00 | See FINRA Report |
| John Pace McConkie | 6092544 | 3 | 04/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arlo Bryan Sullivan | 2209899 | 3 | 03/21/2018 | Customer Dispute | Settled | $517,000.00 | $0.00 | See FINRA Report |
| Andrew Lee Denney | 4751722 | 4 | 01/24/2018 | Customer Dispute | Closed-No Action | $21,900.00 | $0.00 | See FINRA Report |
| Eugene Nathan Gordon | 4744448 | 4 | 10/27/2017 | Customer Dispute | Settled | $1,938,190.00 | $0.00 | See FINRA Report |
| Kyle Jones | 6506403 | 1 | 02/08/2017 | Customer Dispute | Denied | $8,657.06 | $0.00 | See FINRA Report |
| James Louis Cattaneo | 1102088 | 1 | 11/02/2015 | Customer Dispute | Denied | $98,566.20 | $0.00 | See FINRA Report |
| Kelley Faustin Snook | 2437169 | 1 | 02/21/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 06/25/2009 | Customer Dispute | Denied | $11,299.50 | $0.00 | See FINRA Report |