Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Pace McConkie | 6092544 | 3 | 04/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Jones | 6506403 | 1 | 02/08/2017 | Customer Dispute | Denied | $8,657.06 | $0.00 | See FINRA Report |
| James Louis Cattaneo | 1102088 | 1 | 11/02/2015 | Customer Dispute | Denied | $98,566.20 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 06/25/2009 | Customer Dispute | Denied | $11,299.50 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 10/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Dubois | 1468923 | 4 | 05/22/2007 | Customer Dispute | Denied | $15,406.00 | $0.00 | See FINRA Report |
| Daniel Thomas Dubois | 1468923 | 4 | 12/22/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arlo Bryan Sullivan | 2209899 | 3 | 01/22/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Arlo Bryan Sullivan | 2209899 | 3 | 04/28/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |