Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Ray Brown | 3251052 | 3 | 01/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Pace McConkie | 6092544 | 3 | 08/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Nathan Gordon | 4744448 | 4 | 04/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Nathan Gordon | 4744448 | 4 | 11/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Lee Denney | 4751722 | 4 | 05/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Lee Denney | 4751722 | 4 | 01/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Ray Brown | 3251052 | 3 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Nicole Flach | 4937063 | 1 | 08/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Lyons | 1020415 | 1 | 08/14/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 07/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |