Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Lee Denney | 4751722 | 4 | 01/24/2018 | Customer Dispute | Closed-No Action | $21,900.00 | $0.00 | See FINRA Report |
| Kevin Charles Swanson | 2528342 | 2 | 09/08/2005 | Customer Dispute | Closed-No Action | $83,749.70 | $0.00 | See FINRA Report |
| Edward Thomas Kratty | 1792182 | 2 | 12/03/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| David Michael Kover | 1854836 | 1 | 11/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |