Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michaelangelo Dooley | 5859446 | 1 | 09/16/2022 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Jared Michaud Kaplan | 2886837 | 1 | 09/16/2022 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Alan Matthew Stricker | 2630094 | 2 | 06/02/2021 | Customer Dispute | Settled | $23,995.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 10/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Birch | 805540 | 1 | 01/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Doyle Blanton | 1526721 | 1 | 11/25/2013 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Cerrie | 4306901 | 1 | 08/16/2013 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |