Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Octavio Tovar | 4089907 | 6 | 11/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Walter Kubert | 4352945 | 3 | 07/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Brennen | 2790670 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Octavio Tovar | 4089907 | 6 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Octavio Tovar | 4089907 | 6 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Octavio Tovar | 4089907 | 6 | 11/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Octavio Tovar | 4089907 | 6 | 12/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sunita Aleykutty Cenci | 2193634 | 1 | 05/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Hurt | 2592380 | 1 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie Logay | 311825 | 5 | 03/06/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |