Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Bonardi | 1361351 | 2 | 10/29/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Darrin Ray Loesch | 3008371 | 2 | 07/20/2018 | Customer Dispute | Closed-No Action | $39,046.00 | $0.00 | See FINRA Report |
| James Kevin Pheney | 1272932 | 1 | 12/29/2016 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| David Robert Wheatley | 2337773 | 1 | 03/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Anthony Gullo | 1657060 | 1 | 06/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $10,562.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $23,310.00 | $0.00 | See FINRA Report |
| Richard Floyd Smith | 718724 | 5 | 11/09/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |