Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer Walker Epps | 7408643 | 1 | 12/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dale Douglas Schroeder | 4485005 | 1 | 09/29/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Peter Gully | 1406584 | 1 | 01/11/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Walter Kubert | 4352945 | 3 | 04/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glen Ryan Mintz | 2189984 | 1 | 04/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Edward Klein | 1021759 | 1 | 04/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Raymond Hakel | 1028745 | 2 | 10/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Fabrizio | 4049844 | 2 | 10/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dustin Thomas Capco | 6279298 | 1 | 10/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Frances Kahl | 4182272 | 1 | 03/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |