Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michaelangelo Dooley | 5859446 | 1 | 09/16/2022 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Jared Michaud Kaplan | 2886837 | 1 | 09/16/2022 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Ghislain Gouraige | 1845864 | 1 | 09/16/2022 | Customer Dispute | Pending | $26,000.00 | $0.00 | See FINRA Report |
| Brian Matthew Kahl | 2068621 | 1 | 07/09/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Alan Matthew Stricker | 2630094 | 2 | 06/02/2021 | Customer Dispute | Settled | $23,995.00 | $0.00 | See FINRA Report |
| Alfred Bonardi | 1361351 | 2 | 10/29/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 10/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darrin Ray Loesch | 3008371 | 2 | 07/20/2018 | Customer Dispute | Closed-No Action | $39,046.00 | $0.00 | See FINRA Report |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Kevin Pheney | 1272932 | 1 | 12/29/2016 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |