Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Zolton | 5049639 | 1 | 11/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Ganeles | 1256600 | 1 | 05/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Michelle Lopez | 5132687 | 1 | 12/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Courtney Danielle Stroope | 4899731 | 1 | 12/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Smith | 2496515 | 3 | 08/16/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |