Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Robert William Tarr | 6504020 | 1 | 05/09/2018 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Michael Dominic Croce | 4860533 | 1 | 01/09/2017 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 02/11/2008 | Customer Dispute | Closed-No Action | $9,420.18 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 08/06/2007 | Customer Dispute | Closed-No Action | $14,706.90 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 03/26/2006 | Customer Dispute | Closed-No Action | $56,740.00 | $0.00 | See FINRA Report |