Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Noland Attebery | 4247195 | 2 | 08/28/2024 | Customer Dispute | Pending | $9,500,000.00 | $0.00 | See FINRA Report |
| Zachary Taylor Lyman | 6802647 | 1 | 06/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Cindy Huynh Ghattas | 5342109 | 1 | 03/06/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Jason Eric Young | 4604338 | 1 | 03/06/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Christopher Robert Weeks | 5463406 | 1 | 02/14/2024 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Randall Phillip Hallier | 2405471 | 1 | 12/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas James Bedlan | 4143700 | 1 | 07/21/2023 | Customer Dispute | Pending | $3,957,600.00 | $0.00 | See FINRA Report |
| Michael Alan Snyder | 5841076 | 1 | 10/20/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas William Mooney | 4653246 | 1 | 10/20/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| John J Kang | 3125983 | 1 | 11/03/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |