Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Robert Guehl | 4167362 | 1 | 06/21/2021 | Customer Dispute | Award / Judgment | $15,000,000.00 | $4,762,650.00 | See FINRA Report |
| Aaron Scott Buczek | 2838281 | 2 | 03/31/2021 | Customer Dispute | Award / Judgment | $1,188,820.00 | $1,593,120.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 02/25/2003 | Customer Dispute | Award / Judgment | $203,846.00 | $30,300.00 | See FINRA Report |