Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Willett | 6184005 | 1 | 03/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Donald Mongeau | 6389983 | 1 | 08/03/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Micah Malcolm Ballew | 6613040 | 1 | 01/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Blaine Schmitt | 6552872 | 1 | 09/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael S Jacobs | 5888655 | 1 | 04/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Cummings | 4726478 | 2 | 08/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earnest Levell Harris | 5893204 | 1 | 09/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clayton Alexander Baker | 4845961 | 2 | 01/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Evan Davis | 3150752 | 1 | 11/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Vincent Pressimone | 5003934 | 2 | 03/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |