Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Fred Ross Kelly | 716207 | 1 | 02/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Keith Mitchell Feldman | 1308772 | 1 | 08/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Lee Torti | 7011095 | 1 | 03/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |