Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Martin | 6125368 | 1 | 03/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Mitchell Feldman | 1308772 | 1 | 08/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lee Torti | 7011095 | 1 | 03/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brian Shaiman | 4114227 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Garret Immesoete | 5240075 | 1 | 01/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery William Graumlich | 4816380 | 4 | 06/06/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Robert John Zamecki | 475757 | 4 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Zuvella | 5207826 | 1 | 09/09/2014 | Customer Dispute | Settled | $386,000.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 06/03/2014 | Customer Dispute | Settled | $922,500.00 | $0.00 | See FINRA Report |
| Sheldon Erroll Lawrence | 1220503 | 1 | 06/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |