Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Ross Kelly | 716207 | 1 | 02/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Mitchell Feldman | 1308772 | 1 | 08/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lee Torti | 7011095 | 1 | 03/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brian Shaiman | 4114227 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 06/06/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Richard Zuvella | 5207826 | 1 | 09/09/2014 | Customer Dispute | Settled | $386,000.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 06/03/2014 | Customer Dispute | Settled | $922,500.00 | $0.00 | See FINRA Report |
| Russell Edward Fieger | 4122326 | 2 | 03/18/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/11/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Dan Gotses | 1894852 | 1 | 04/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |