Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Dan Gotses | 1894852 | 1 | 04/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Lowell Moskowitz | 1302184 | 4 | 03/04/2003 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |