Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Brian Shaiman | 4114227 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Russell Edward Fieger | 4122326 | 2 | 03/18/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ron Adelstein | 2086539 | 2 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John William Cooley | 1193065 | 1 | 11/30/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |