Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery William Graumlich | 4816380 | 4 | 06/06/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Richard Zuvella | 5207826 | 1 | 09/09/2014 | Customer Dispute | Settled | $386,000.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 06/03/2014 | Customer Dispute | Settled | $922,500.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/11/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Dan Gotses | 1894852 | 1 | 04/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Edward Fieger | 4122326 | 2 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/29/2010 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 03/04/2003 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Ron Adelstein | 2086539 | 2 | 10/17/2001 | Customer Dispute | Settled | $618,000.00 | $0.00 | See FINRA Report |