Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Elliott Kaplan | 2021501 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Andrew Holt | 4198617 | 2 | 02/02/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Gerald Best Hanifan | 2286666 | 2 | 02/02/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Earl Bush | 2568693 | 1 | 07/10/2023 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Gregory G Theis | 3259828 | 1 | 03/17/2021 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |