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FINRA Broker Disclosures for USA Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 55 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Ray Smith4253514109/14/2021Judgment / Lien$0.00$0.00See FINRA Report
Rodger Durrell Parker1014535208/26/2021Customer DisputePending$5,000.00$0.00See FINRA Report
Gregory G Theis3259828103/17/2021Customer DisputePending$5,000.00$0.00See FINRA Report
Robert Michael Gianchiglia2117250808/18/2020Customer DisputeSettled$200,000.00$0.00See FINRA Report
Joel Kugler1395712111/22/2019FinancialFinal$0.00$0.00See FINRA Report
Kevin Jordan Campbell6061102109/14/2018Customer DisputeSettled$250,000.00$0.00See FINRA Report
David Lee Greene2641094107/24/2018Customer DisputeDenied$22,000.00$0.00See FINRA Report
Daniel Joseph Fuller5380250304/20/2018Judgment / Lien$0.00$0.00See FINRA Report
Bruce Todd Yenk1194096203/26/2018Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Diana Lynn Avery1792296101/19/2018Customer DisputeDenied$0.00$0.00See FINRA Report

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