Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Dean Dodge | 6374048 | 1 | 06/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Robert Wallace | 6052334 | 1 | 10/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michal Fraser | 2841823 | 1 | 12/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |