Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodger Durrell Parker | 1014535 | 2 | 08/26/2021 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Gregory G Theis | 3259828 | 1 | 03/17/2021 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Gianchiglia | 2117250 | 8 | 08/18/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Jordan Campbell | 6061102 | 1 | 09/14/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Lee Greene | 2641094 | 1 | 07/24/2018 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Bruce Todd Yenk | 1194096 | 2 | 03/26/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diana Lynn Avery | 1792296 | 1 | 01/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Blair Howard | 1027733 | 4 | 04/21/2017 | Customer Dispute | Denied | $16,037.80 | $0.00 | See FINRA Report |
| Robert Michael Gianchiglia | 2117250 | 8 | 03/28/2017 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Gerald Best Hanifan | 2286666 | 1 | 07/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |