Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ray Smith | 4253514 | 1 | 09/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Fuller | 5380250 | 3 | 04/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Fuller | 5380250 | 3 | 01/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Fuller | 5380250 | 3 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew James Paladino | 2499691 | 6 | 08/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Johnson | 2823107 | 5 | 11/18/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Johnson | 2823107 | 5 | 04/03/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Johnson | 2823107 | 5 | 02/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |