Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward C Yoon | 2408137 | 5 | 10/14/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brian Robert Thomas | 5239983 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Matthew Primo Divirgilio | 4501070 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Anthony Calhoun | 3264219 | 1 | 03/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Brooks Alsdorf | 721399 | 1 | 03/02/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 5 | 02/25/2022 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 5 | 12/07/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Randall John Mason | 1758777 | 1 | 11/30/2021 | Customer Dispute | Settled | $134,000.00 | $0.00 | See FINRA Report |
| Nathan Paul MacDonald | 2250393 | 2 | 11/30/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 11 | 10/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |