Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Trevor Skipper | 4265009 | 3 | 01/11/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Benjamin D Zamora | 5373861 | 2 | 12/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gerard Lee Patin | 4846306 | 1 | 11/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 5 | 10/14/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Yoshimi Asano | 4450052 | 1 | 09/09/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Jordan Wenger | 6887013 | 1 | 08/08/2022 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| Steven Vinson Hayden | 4620943 | 1 | 07/11/2022 | Customer Dispute | Pending | $346,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 3 | 07/05/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 3 | 05/09/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Brian Robert Thomas | 5239983 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |