Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christen Shontell Blodgett | 5598386 | 2 | 10/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Burgess | 2175907 | 8 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Al Elnasser | 2410541 | 5 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Alberto Lopez | 5308923 | 1 | 11/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Anthony Zufall | 5760653 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale E Hohlbaugh | 1259920 | 3 | 06/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorita Ann Padfield | 2432399 | 1 | 06/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alan Kuxhaus | 4828029 | 1 | 09/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Rome | 2015439 | 1 | 08/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Payo | 2295275 | 1 | 08/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |