Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kerutis | 2345517 | 7 | 12/07/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 12/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Oliphant | 4551455 | 2 | 05/23/2023 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| David Taylor Hill | 1967778 | 1 | 05/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin D Zamora | 5373861 | 2 | 12/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerard Lee Patin | 4846306 | 1 | 11/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 08/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Jordan Wenger | 6887013 | 1 | 08/08/2022 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 06/10/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 04/20/2021 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |