Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard Lee Patin | 4846306 | 1 | 11/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Jordan Wenger | 6887013 | 1 | 08/08/2022 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| Chad Duane Anderson | 3168404 | 1 | 07/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 06/10/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 04/20/2021 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Peter C Han | 4704497 | 2 | 01/21/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bo Li | 2225599 | 1 | 11/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 03/18/2020 | Customer Dispute | Denied | $3,034,850.00 | $0.00 | See FINRA Report |
| Steven Trevor Skipper | 4265009 | 3 | 01/15/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joshua Goldman | 2217350 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |