Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Trevor Skipper | 4265009 | 3 | 01/11/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Benjamin D Zamora | 5373861 | 2 | 12/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Yoshimi Asano | 4450052 | 1 | 09/09/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Steven Vinson Hayden | 4620943 | 1 | 07/11/2022 | Customer Dispute | Pending | $346,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 3 | 07/05/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 3 | 05/09/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Michelle Elaine Bourret | 4996591 | 1 | 02/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Russell Aiken | 1036253 | 2 | 01/04/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 4 | 12/14/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Vandyke | 2776051 | 2 | 12/10/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |