Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kane H Waller | 4537969 | 3 | 04/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kane H Waller | 4537969 | 3 | 12/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gannon Leitch | 4607283 | 1 | 02/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |