Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maximilian Henry Brooks Bonsall | 6521223 | 1 | 03/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Esther Ye Eun Lee | 6975557 | 1 | 10/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William John Plovanic | 2258938 | 1 | 10/09/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Matthew Berkery | 2380736 | 1 | 08/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Laursen | 6995184 | 1 | 01/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon Philip Wright | 5532177 | 5 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 06/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |