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FINRA Broker Disclosures for Canaccord Genuity LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Leonardo Laport de Noli Vergueiro6868260102/25/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Lawrence Petsky2604088204/08/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Matthew Paul Miller4223692101/23/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Dennis Patrick Brooks4707154109/01/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Jason Charles Casano2380219111/30/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Lawrence Petsky2604088204/18/1982CriminalFinal Disposition$0.00$0.00See FINRA Report

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