Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lawrence Petsky | 2604088 | 2 | 04/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Miller | 4223692 | 1 | 01/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Patrick Brooks | 4707154 | 1 | 09/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Casano | 2380219 | 1 | 11/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Petsky | 2604088 | 2 | 04/18/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |