Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Aflitto | 5688875 | 3 | 05/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Matthew Berkery | 2380736 | 1 | 08/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Aflitto | 5688875 | 3 | 03/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 06/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Aflitto | 5688875 | 3 | 06/19/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |