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FINRA Broker Disclosures for Canaccord Genuity LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Maximilian Henry Brooks Bonsall6521223103/13/2019Customer DisputeSettled$0.00$0.00See FINRA Report
William John Plovanic2258938110/09/2018Customer DisputeSettled$0.00$0.00See FINRA Report

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