| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton
Claimant Lawyers(s): Claire M. Layton
Respondent(s): Wells Fargo Advisors, William Moynihan
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel P. Lund
Hearing Site: Newark, NJ
|  | $38 |
| 01-06400 | 08/26/2008 | Claimant(s): Robert Tarrington
Claimant Lawyers(s): Robert W. Tarrington
Respondent(s): John Lee, Laurence Forsman, A.G. Edwards & Sons.
Respondent Lawyers(s): Jason S. Mills, Laurence S. Forsman, Nuviah Shirazi
Arbitrator(s): Martin Mandel, David J. Anderson, Michael D. Harrison
Hearing Site: Los Angeles, CA
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| 06-05147 | 06/11/2008 | Claimant(s): Michael Guess
Claimant Lawyers(s): Richard M. Kerger
Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky
Hearing Site: Detroit, MI
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| 05-01209 | 11/20/2007 | Claimant(s): Tania Appell
Claimant Lawyers(s): Debra A. Opri
Respondent(s): John Lee, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harris E. Kershnar, J. Jean Elliott, Michael Charles Doland
Hearing Site: Los Angeles, CA
| | |
| 06-01430 | 10/26/2007 | Claimant(s): Anthony Tango
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn
Hearing Site: Newark, NJ
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| 06-00281 | 08/06/2007 | Claimant(s): Elizabeth Purcell
Claimant Lawyers(s): Michael B. Roche
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler
Hearing Site: Chicago, IL
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