| 09-02722 | 11/11/2010 | Claimant(s): Scott Sherwood
Claimant Lawyers(s): Jerome A. Pivnik
Respondent(s): Investacorp., Ladenburg Thalmann Financial Svcs.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Arthur J. Leibell, Linda M. Granata, James Conrad Sankpill
Hearing Site: Miami, FL
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| 06-04285 | 01/21/2010 | Claimant(s): Gary and Stephanie Barnett
Claimant Lawyers(s): David A. Szwak
Respondent(s): Gregory Garson, Capital Partners LLC, First Allied Securities.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Philip I. McConnell, Robert G. Clark, Ted Martin Akin
Hearing Site: Dallas, TX
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| 07-03633 | 11/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Joseph L. Bernstein, Lewis J. Levey, Robert Charles Stamm
Hearing Site: Miami, FL
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| 06-04810 | 10/26/2007 | Claimant(s): Matthew Mullane
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Tower Square Securities.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): David H. S. Commins
Hearing Site: San Francisco, CA
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