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FINRA Awards for Capital Partners LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0428501/21/2010Claimant(s): Gary and Stephanie Barnett
Claimant Lawyers(s): David A. Szwak
Respondent(s): Gregory Garson, Capital Partners LLC, First Allied Securities.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Philip I. McConnell, Robert G. Clark, Ted Martin Akin
Hearing Site: Dallas, TX
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