09-03710 | 11/19/2009 | Claimant(s): Financial West Group Claimant Lawyers(s): Robert Creaser Respondent(s): Walter Ellis Respondent Lawyers(s): Walter Allen Ellis Arbitrator(s): George Frederick Garris Hearing Site: Los Angeles, CA
| | |
09-01007 | 09/25/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): James Hodgins Respondent Lawyers(s): James Paul Hodgins Arbitrator(s): Robert Bruce MacDonald, George Frederick Garris, Paul Frederick Meyer Hearing Site: Los Angeles, CA
| | |
08-01409 | 05/12/2009 | Claimant(s): Marina Pacific Associates Claimant Lawyers(s): Peter J. Most Respondent(s): Wells Fargo Brokerage Services, Wells Fargo Institutional Securities, LL Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Andrew M. Mintzer, George Frederick Garris, Steven J. Feldman Hearing Site: Los Angeles, CA
| | $0 |
06-02058 | 08/14/2008 | Claimant(s): Jordan Alan, Ad. of Estate of Beth Schim Claimant Lawyers(s): Mark E. Overland Respondent(s): Brett Briggs, James Copping Respondent Lawyers(s): Daniel D. Dydzak, Jeffrey S. Kob Arbitrator(s): George L. Tindall, Kendall C. Reed, George Frederick Garris Hearing Site: Los Angeles, CA
| | $12,645 |
06-05355 | 12/05/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ross E. Noble Respondent(s): Frank Parlato Respondent Lawyers(s): Frank C. Parlato Arbitrator(s): James P. Murphy, George Frederick Garris, Paul Frederick Meyer Hearing Site: Los Angeles, CA
| | |