07-02937 | 12/23/2008 | Claimant(s): Anat Cole, Steven Cole Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Barry Goldstein, Ryan Shaw, Gunnallen Financial. Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Michael D. Patterson, Elizabeth K. Bransdorfer, Thomas W. Lawson Hearing Site: Detroit, MI
| | $35,000 |
04-03134 | 11/17/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): CIBC World Markets Corp., Sami Daher Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher Hearing Site: Chicago, IL
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05-01538 | 08/07/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Kenneth Cecil Respondent Lawyers(s): Jon D. Cohen Arbitrator(s): Fay Clayton, Daniel Baruch Lidawer, Kathleen Hoey Gorr Hearing Site: Chicago, IL
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07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Voss Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Bruce A. Lindvig Hearing Site: Phoenix, AZ
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06-04714 | 11/01/2007 | Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Robert Cargin, Regis Securities Corporation Respondent Lawyers(s): Robert K. Cargin Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner Hearing Site: Detroit, MI
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