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FINRA Awards for Joel Rogovin

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0310504/10/2015Claimant(s): Joel Rogovin
Claimant Lawyers(s): Nicolis S. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY

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