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FINRA Awards for Sandra L. Malek

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0657807/08/2011Claimant(s): Leo David, Ruth David, R&D Development
Claimant Lawyers(s): David Boros
Respondent(s): Gal Ben-Naim, IDB Capital Corp.
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Sandra L. Malek, Jeffrey E. Skogsbergh, Richard M. Norman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0688305/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Daniel Carmo
Respondent Lawyers(s): Sean M. Sullivan
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
05-0187703/25/2011Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Scott Weissman
Respondent Lawyers(s): Scott H. Weissman
Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award
10-0163112/20/2010Claimant(s): Susan Manners
Claimant Lawyers(s): Susan M. Manners
Respondent(s): Oppenheimer & Co.., Stephen Wilshinsky
Respondent Lawyers(s): Diana H. Sur, Stephen J. Wilshinsky
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0410504/08/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Lenny Dykstra
Respondent Lawyers(s): Lenny Dykstra
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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