| 14-00895 | 11/05/2014 | Claimant(s): Judy Wentworth Springer
Claimant Lawyers(s): Christine Thurman
Respondent(s): Wells Fargo Advisors, John Blease
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Jacksonville, FL
|  | $300 |
| 10-05055 | 08/09/2011 | Claimant(s): Richard Skop and Lynne Skop
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): Wells Fargo Advisors, Elaine Regan
Respondent Lawyers(s): Elaine Juliano Regan, Patricia E. Cowart
Arbitrator(s): Daniel M. Mankowski, Gust D. Servis, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $0 |
| 10-01582 | 09/20/2010 | Claimant(s): David Le Munyon
Claimant Lawyers(s): David S Le Munyon
Respondent(s): Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Kenneth J. Turnbull, Patricia E. Cowart
Arbitrator(s): Dwight Wassong
Hearing Site: Newark, NJ
| | |
| 08-04431 | 12/15/2009 | Claimant(s): Nicholas McCormack
Claimant Lawyers(s): Nicholas McCormack
Respondent(s): Wachovia Securities, Jeffrey Zelin, Lise Robinson, A.G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
| | $340 |
