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FINRA Awards for Oklahoma City, OK

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Displaying 91-94 out of 94 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0165603/28/2008Claimant(s): Brenna Lynn Michaels, Cust. Acct., Kevin J. Moody, Cus. Acct, Kyle Moody, Kevin J. Moody & Richard Moody, Ryan Moody and Richard Moody, Richard J. Moody Revocable Living Tr., Richard J. Moody, Rev.Liv.Tr.
Claimant Lawyers(s): A. Daniel Woska
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Edwin E O'Brien, Carroll O. Johnson, Mary Day Smelser
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
07-0160010/31/2007Claimant(s): Patricia Slatten
Claimant Lawyers(s): Clell I. Cunningham
Respondent(s): Brandy Barnes, Bosc.
Respondent Lawyers(s): Paul DeMuro
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
Checkmark Icon$213
06-0437810/05/2007Claimant(s): Robert Hoffman
Claimant Lawyers(s): David A. Zisser
Respondent(s): Mark Uselton, Stephen Boruchin, Legacy Trading Co.
Respondent Lawyers(s): Charles E. Wetsel, Stephen P. Boruchin
Arbitrator(s): Darla J. Goodrich, Mary Day Smelser, David William Lopp
Hearing Site: Oklahoma City, OK
06-0328009/27/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Billy Cowan
Respondent Lawyers(s): Joseph J. Hroch
Arbitrator(s): Theron L. Vanlandingham, Margaret C. Kerr, David William Lopp
Hearing Site: Oklahoma City, OK

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