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FINRA Awards for Little Rock, AR

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Displaying 71-73 out of 73 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0511711/05/2007Claimant(s): Jack Shirley
Claimant Lawyers(s): Stephen Fisher
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda
Hearing Site: Little Rock, AR
06-0462509/14/2007Claimant(s): Betty Gray
Claimant Lawyers(s): Richard C. Downing
Respondent(s): Charles George, Citigroup Global Markets.
Respondent Lawyers(s): Donald J. Mehan, Hugo A. Hilgendorff
Arbitrator(s): Ronald R. Wilhelm, Elton W. Chartrand, Carolyn L. Witherspoon
Hearing Site: Little Rock, AR
Checkmark Icon$1,157,380
06-0472609/10/2007Claimant(s): Joan Graen, Dr. George B. Graen
Claimant Lawyers(s): George B. Graen, Joan A. Graen
Respondent(s): Laura Dishman, TIAA-CREF Ind. & Inst. Services
Respondent Lawyers(s): Carranza M. Pryor, Gary P. Barket
Arbitrator(s): Sam T. Heuer
Hearing Site: Little Rock, AR
Checkmark Icon$4,307

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