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FINRA Awards for Michael Gaico

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0029911/12/2015Claimant(s): Peter Doyle, Peter Doyle IRA
Claimant Lawyers(s): Ruthann Granito
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael Gaico
Arbitrator(s): James J. Fishman, Robert E. Anderson, Nino Armienti
Hearing Site: New York, NY
Checkmark IconExpungement

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