FINRA Awards for Ameritas Investment Corp.

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04071	12/31/2012	Claimant(s): Donald J. Kinosian DDS Inc. PS Plan Claimant Lawyers(s): Richard Sacks Respondent(s): Anthony Vlahiotis, Ameritas Investment Corp. Respondent Lawyers(s): Amanpreet Kaur, Anthony Tom Vlahiotis Arbitrator(s): Lester Friedman, Paul D. Gutierrez, John B. Weingart Hearing Site: San Francisco, CA		$0
11-00325	08/30/2012	Claimant(s): Martin Brookes Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Ivar Jones, Matthew Dolan, Ameritas Investment Corp. Respondent Lawyers(s): Kavya Mohankumar Arbitrator(s): Frank R Weaver, David R. Finch, Mark R. Topper Hearing Site: San Francisco, CA		Expungement
06-04993	01/15/2009	Claimant(s): Maureen Madonna, Raymond Madonna Claimant Lawyers(s): Marc A. Schifanelli Respondent(s): Diana McKinney, Ameritas Investment Corp. Respondent Lawyers(s): David M. Williams, Diana McKinney Arbitrator(s): Sandra Lee Dolan, Jane F. Moore, John Joseph Hentschel, CRE, MAI, FRICS Hearing Site: Baltimore, MD		Settlement