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FINRA Awards for Michael E. Rohde

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0325007/08/2009Claimant(s): John F. Archer and Karin A. Archer JT
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Michael E. Rohde, Donald Vincent Enright, C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$0
08-0443306/10/2009Claimant(s): Jamie Page
Claimant Lawyers(s): Jamie K Page
Respondent(s): Steven Rosen
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX
Checkmark Icon$12,300
08-0049105/22/2009Claimant(s): Louis Velez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl Burkhalter
Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand
Hearing Site: Little Rock, AR
Checkmark Icon$75,000

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